Financial Regulation and Supervision
In your role as a compliance officer for a major listed UK bank, your manager has asked you to produce a report addressing the following:
- Provide an update on the Basel III addressing the key areas of Basel III Regulations. Now the rules are fully implemented comment on the overall level of capital held by UK listed banks.
- Critically evaluate the use of Bail-In resolution. This was one of the recommendations of Sir John Vickers ICB report. Comment on the implementation in the UK while giving an overview of implementation globally and its potential to reduce systemic risks associated with a financial crisis
Target word count: 3,000 words
Assessment Guidance
Is there a right answer?
Please note there is no correct answer for this assignment and this assignment encourages you to develop your own thoughts. This is a MSc level module and as such a critical and evidence based approach should be taken.
Presentation
You should present your work as a report format. Thus, you are recommended to include a title page, contents page, an executive summary, numbered sections, conclusion, references and bibliography.
Research expectations
Although taking a practical and example led approach, you must in addition demonstrate wide and relevant reading around the topic area. You are therefore encouraged to utilise references from a wide range of contemporary and quality sources. This requirement is reflected in the marking scheme. Given the pace of change in financial regulation you should look to use only articles published in the last 12 months.
Referencing Ensure that you include a references and bibliography section. Cases of plagiarism will be immediately referred to the academic board.
Check word document for more info
Word count is only 3000. please do not exceed.