Deliverable 6 – Ethical and Legal Implications

Select two recent SEC actions against companies (not individuals) that relate to revenue and expense recognition and Prepare a Word document that:

summarizes reasons for the SEC actions.
identifies the SEC issues related to accounting data and/or operations and the remedial actions assigned and/or penalties given to the company.
critiques the remedial actions/penalties.
It gives an opinion as to whether you believe they will be effective in preventing future violations by the company.

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